CoinDesk

U.S. SEC says software allowing crypto wallet transactions not considered broker

The U.S. Securities and Exchange Commission said that software that sets up user interfaces allowing crypto securities to be transacted through individuals' wallets won't need to be registered and ...
Mother Jones

Trump’s SEC Is Going After Fewer Wall Street Crimes

Get your news from a source that’s not owned and controlled by oligarchs. Sign up for the free Mother Jones Daily. This week, the Securities and Exchange Commission (SEC)—the federal agency that ...
Morningstar

Driven Brands Holdings Inc. Securities Fraud Class Actions Result of Erroneous Financial Statements and 39% Stock Decline - Investors may Contact Lewis Kahn, Esq, at Kahn Swick ...

Driven and certain of its executives are charged with failing to disclose material information during the Class Period, violating federal securities laws. On February 25, 2026, the Company disclosed ...
MarketWatch

SEC Highlights Financial Independence During Financial Literacy Month

The MarketWatch News Department was not involved in the creation of this content. Washington, D.C.--(Newsfile Corp. - March 31, 2026) - The Securities and Exchange Commission's Office of Investor ...
Radio Ink

Cumulus, Saga, Beasley To File Late on Annual Financial Reports

Cumulus Media, Saga Communications, and Beasley Media Group are all running late on their annual SEC financial reports, filing for extensions for different reasons, ranging from bankruptcy to going ...
Barron's

SEC Penalizes Ally Financial for Failing to Disclose It Profits From ‘Cash-Enhanced’ Robo Account

The company allocated 30% of client assets in its once-default robo-advisor accounts to cash, according to the SEC. Call it a case of fine print. On Tuesday, the Securities and Exchange Commission ...
TechCrunch

The SEC drops its four-year-old investigation into EV startup Faraday Future

The Securities and Exchange Commission has closed its investigation into electric vehicle startup Faraday Future, despite SEC staff on the case recommending an enforcement action last year, TechCrunch ...
al.com

Which SEC schools made and spent the most money on football in 2025?

For the second straight year, and in just its second fiscal year since joining the SEC, Texas brought in more football revenue than any other public school in the conference. According to the NCAA ...
CBS News

San Joaquin sheriff's office investigating claims of financial losses tied to RV dealership

Charlie Lapastora, originally from Michigan, makes his way to San Joaquin County with more than 11 years of experience in both broadcast news and sports. With stops in Traverse City, Little Rock, ...
Financial Planning

Judge orders SEC to release data behind $2B in WhatsApp fines

The SEC must release parts of more than 50 spreadsheets showing just how it arrived at billions of dollars of penalties over firms' failures to track business messages sent using WhatsApp and other ...
Forbes

The SEC’s “2% Haircut” On Stablecoins Is A Bigger Deal Than It Sounds

On February 19, the Securities and Exchange Commission's (SEC) Division of Trading and Markets issued a new FAQ clarifying how broker-dealers should treat payment stablecoins under the net capital ...