The due diligence process is a critical element in a merger and acquisition transaction. Most companies clearly define the steps and rarely skip them. However, the participants in the process vary ...

The CEO role is a juggling act that includes setting a mission, ensuring financial stability and building the right team. These three pillars form the foundation that creates a stable ground for a ...

In this blog post I continue my exploration of how you should assess your compliance internal controls using the Committee of Sponsoring Organization of the Treadway Organization (COSO), publication ...

Regulations compliance has become one of the most challenging aspects of running an organization. It doesn’t matter what size you are or what industry you play in. The time and expense that must be ...

Lately, compliance executive Jennifer May has been feeling uneasy, seeing signs that the hard-won independence of ethics and ...

Artificial intelligence is dominating conversations across the corporate world, regardless of industry. It is becoming a key element in corporate compliance, and the U.S. Department of Justice has ...

Google agreed to spend $500 million over 10 years to overhaul its compliance structure, to settle shareholder litigation accusing the search engine company of antitrust violations, settlement papers ...

Ensuring your HR team is appropriately organized and structured is critical to your success. Here’s more about the types of ...

The Securities and Exchange Commission (SEC) criticized the structure of the compliance program in place at a Texas-based investment adviser as part of a lawsuit against the firm and one of its former ...

In tightly coupled organizations, supervisors know exactly what all their employees are doing and management can coordinate all the activities of different departments according to a central strategy.